SUPPLEMENTARY PROTOCOL TO THE HAGUE CONVENTION ON THE
RECOGNITION AND ENFORCEMENT OF FOREIGN JUDGMENTS IN CIVIL AND COMMERCIAL MATTERS
(Concluded 1 February 1971)
The States
signatory to the present Protocol,
In the knowledge
that certain grounds of jurisdiction, which are not included in Articles 10 and
11 of the Hague Convention on the Recognition and Enforcement of Foreign
Judgments in Civil and Commercial Matters, can only exceptionally justify the
international recognition and enforcement of judgments,
Convinced that
the principles upon which this Protocol is founded shall prevail both in
Supplementary Agreements which will be concluded under Article 21 of the said
Convention and in other Conventions to be concluded in the future,
Have resolved to
conclude a Protocol to this end, and agreed on the following provisions:
(1) This
Protocol shall apply to all foreign decisions, regardless of their State of
origin, rendered in matters to which the Convention on the Recognition and
Enforcement of Foreign Judgments in Civil and Commercial Matters extends, and
directed against a person having his domicile or habitual residence in a
Contracting State.
(2) Recognition
and enforcement of a decision to which Article 1 applies shall in a Contracting
State be refused at the request of the person against whom recognition or
enforcement is sought, where the decision was based, and in the circumstances could
have been based, only on one or more of the grounds of jurisdiction specified
in Article 4.
Recognition and
enforcement need not, however, be refused where the jurisdiction of the court
of the State of origin could in the circumstances also have been based upon
another ground of jurisdiction which, as between the State of origin and the
State of recognition, is sufficient to justify recognition and enforcement.
(3) Contracting
States for the purposes of Articles 1 and 2 are States which are Parties to the
Convention, and are linked by a Supplementary Agreement in accordance with
Article 21 thereof.
(4) The
grounds of jurisdiction referred to in the first paragraph of Article 2 are the
following -
a) the
presence in the territory of the State of origin of property belonging to the
defendant, or the seisure by the plaintiff of property situated there, unless -
- the action is brought to assert
proprietary or possessory rights in that property, or arises from another issue
relating to such property,
- the property constitutes the security for a debt which is the
subject-matter of the action;
b) the
nationality of the plaintiff;
c) the domicile, habitual
residence or ordinary residence of the plaintiff within the territory of the
State of origin unless the assumption of jurisdiction on such a ground is
permitted by way of an exception made on account of the particular subject-matter
of a class of contracts;
d) the fact that the defendant
carried on business within the territory of the State of origin, unless the
action arises from that business;
e) service of a writ upon the
defendant within the territory of the State of origin during his temporary
presence there;
f) a unilateral specification of
the forum by the plaintiff, particularly in an invoice.
(5) A legal
person shall be considered to have its domicile or habitual residence where it
has its seat, its place of incorporation, or its principal place of business.
(6) This
Protocol shall not prevail over present or future Conventions which, in
relation to special fields, provide for any of the grounds of jurisdiction
specified in Article 4.
(7) This
Protocol applies subject to the provisions of existing Conventions relating to
the recognition and enforcement of foreign judgments.
(8) In
Supplementary Agreements concluded in accordance with Article 21 of the
Convention on the Recognition and Enforcement of Foreign Judgments in Civil and
Commercial Matters, States Parties to those Agreements will not regard a court
as possessing jurisdiction when it has proceeded on one or more of the grounds
of jurisdiction specified in Article 4, unless it is necessary to do so to
prevent a denial of justice to a litigant.
(9) The
present Protocol shall be open for signature by every State which has signed
the Hague Convention on the Recognition and Enforcement of Foreign Judgments in
Civil and Commercial Matters.
It may be signed
and ratified by every State which is a Party to the Convention, and the
instrument of ratification shall be deposited with the Ministry of Foreign
Affairs of the Netherlands which shall give all necessary notifications.
It shall enter
into force on the sixtieth day after the deposit of the second instrument of
ratification.
For every State
which ratifies it subsequently it shall enter into force on the sixtieth day
after the deposit of the instrument of ratification.
A denunciation
of the Convention entails the denunciation of the Protocol.
In witness
whereof the undersigned, being duly authorised thereto, have signed this
Protocol.
Done at The
Hague, on the first day of February, 1971, in the English and French languages,
both texts being equally authentic, in a single copy which shall be deposited
in the archives of the Government of the Netherlands and of which a certified
copy shall be sent, through the diplomatic channel, to each of the States
represented at the Tenth Session of the Hague Conference on Private
International Law, and to Cyprus, Iceland and Malta.
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